Showing posts with label rule following. Show all posts
Showing posts with label rule following. Show all posts

Friday, September 28, 2012

Set theory for poets / Poetry for set theorists

One modern incarnation of the debate between nominalism and realism is to be found in philosophical arguments about sets.  There are two ways of characterizing a set: intensionally, through description (e.g. the set of all inhabitants of London, to use an example of Russell's), and extensionally, which is just a list of the members of the set.

Quine, as nominalist as they come, objected to the "ontological excesses of set theory" when construed intensionally.  Is there really such an entity as "all the inhabitants of London"?  Yes, there are inhabitants, and we, or God, or Facebook could list them.  Each is an entity him- or herself (let's stipulate, because who wouldn't?)

The problem with extensional sets is that the vast, the utterly overwhelming majority of them would be utterly random, by our lights, like the contents of almost any book in Borges's "Library of Babel."  Those books are all (à très peu d'exceptions près) useless, and so too, more or less, would be thinking about things in sets.  The problem with intensional sets is that they may not exist (what is a set and where do I find one?), and even if some do exist, others might turn out to be impossible, despite seemingly innocuous descriptive criteria for membership.

Nevertheless, set theory is not only obviously useful: it's obviously a way that people think about the world and make sense of it (or it's a formalization of how we think and make sense of the world).  "Natural kinds" for example really do rely on a concept of nature not unlike the nature that we live in, that we evolved to survive in.  And it seems too that we find pleasure in finding sets, or figuring out what intensionally-characterized (or -characterizable) sets seemingly random extensional lists belong to.

Just to reiterate: intensional is more or less synonymous with interesting.  To characterize a set intensionally is to say that its members share some interesting property - interesting enough that you don't have to list them.

But here I want to focus on the converse idea as part of human literary or cultural play (as well as work): figuring out from a list what interesting set would embrace the items on that list.  It's true, of course, that a vast number of different interesting sets might embrace them, so we might want some further criteria of economy (this is also how Freud thinks about mental economy) for what the really interesting set is.  (That kind of economy is something like the criterion for a natural kind, and also for Wittgenstein's ideas about rule-following, which is for another post.)

The criteria would not necessarily be pure efficiency, but a balance between specificity and pith.  Pithy specificity is what we're looking for, and we'll know it when we see it.

Example:
{raven, writing desk}.
 Now we're not really asking about this set itself.  We're asking about the set it's a subset of, but we're still looking for a pretty small set.  So items whose names in English start with the phoneme /r/ won't cut it.  Nor, probably will nouns with the letter n, nor objects smaller than an elephant, nor things that don't taste like rhubarb. They both belong to those sets, yes, and to many others too, but still.

The two terms are, as every school child will remember, from a riddle by Lewis Carroll, which the Mad Hatter asks Alice.  He gives no answer, but later Carroll was prevailed upon to solve it.  He wrote:
Enquiries have been so often addressed to me, as to whether any answer to the Hatter's Riddle can be imagined, that I may as well put on record here what seems to me to be a fairly appropriate answer, viz: 'Because it can produce a few notes, tho they are very flat; and it is nevar put with the wrong end in front!' This, however, is merely an afterthought; the Riddle, as originally invented, had no answer at all.

As originally invented, then, it was offered as pure extension.

Now other writers offered later answers.  Martin Gardner and The Straight Dope give some of the best, e.g., Poe wrote on both (Sam Loyd). (Cecil Adams of The Straight Dope also explains the misspelling nevar: it's a palindromic raven.)

So the pleasure of riddles, of this kind of riddle, is the sudden collapse of extension into intension.  Sometimes that will require a reconceptualization of the elements in the extension: not "What's black and white and red all over?" no, but "What's black and white and read all over?"  The extension turns out to be the following set of qualities, denotable by adjectives and adjectival phrases: {black, white, read all over}.

What does this have to do with poetry?  Well, in English, anyhow, rhymes are to be distinguished from inflections.  We don't (really) count unity and disunity as a rhyme; motion and emotion are too close to each other.  As Wimsatt argues, the best rhymes will tend to be different parts of speech, and, as Empson points out, the fact that singular verbs but plural nouns end with -s means that we can't generally or easily rhyme subjects with predicates.  So rhyming words tend to be arbitrarily connected.

Consider the set = {Mahatma Gandhi, the Coliseum, the time of the Derby winner, the melody from a symphony by Strauss, a Shakespeare sonnet, Garbo's salary, cellophane, Mickey Mouse, the Nile,..., Camembert}.  Extensionally there's nothing unusual about it, even if it is, as the kids say, "kind of random."  Not that random though: these all belong to a somewhat larger set of words that can be formed into subsets consisting of rhymed pairs, e.g. {the melody of a symphony by Strauss, Mickey Mouse}.  Rhyming with a member of some smaller set is the principle of inclusion in the somewhat larger set.

Or to put it another way, rhyming provides a principle of one-to-one correspondence between two sets of entities whose names have at least one rhyme.  That's not how I'm defining those sets: that's how I'm characterizing one of many facts about their members.  So the set R (whose membership I haven't fully listed) is the union of those two sets that are in one-to-one correspondence.

Now that principle, as we've seen, tends to be highly arbitrary in English.  The rhyming dictionary is disconcertingly senseless.  But what a poet does, like a riddler, is to find some intensional principle which defines a set given randomly and extensionally.  In this case that principle is that each member of the set R is a member of the set {things that are the top} (I am simplifying the song a little bit to make my point).

Now this distinction between intension and extension is also a distinction between use and mention.  The principle of membership of the two sets whose union forms R is first of all, that is to say, as a matter of poetic craft, a principle which mentions terms, i.e. selects them for the fact that they rhyme.  (The rhyming dictionary mentions words: it doesn't use them.)  But the job of the poet is to take these mentioned words and use them, which means to say something with them and therefore something about the things they signify or refer to.

The solution isn't just economical (as it is with a riddle), isn't just the sudden lifting of a burden through the sudden glory of an elegant summary of its components.  We shunt back and forth between use and mention, intension and extension, admiring at every moment how they fit together: look it rhymes! look, it's the top!

Studies (e.g. by Ray Jackendoff) of the neural handling of music suggest that different parts of the brain have different access to memory.  Some of the cerebral material we use to process music chunks and forgets immediately, so when a theme or motif is played again, it handles it as entirely new.  But other parts of the brain remember that motif or theme, and therefore experience a different relation to the novelty that is still being felt and processed.  That back and forth, that counterpoint, that complex and differently phased experience of music is the experience of music, or at least a large part of it.

I think the same is true about rhyming (and meter), especially since it appears that music actually recruits the cerebral material that processes sounds: vowels are much lower pitched than consonants, and we put words together from sounds much as we put musical experience together.  So I think that we go back and forth, sometimes putting together the longer-term, more coherent intensional sense of the set of rhymes we're given and sometimes testing the always novel extension of the list, and that the delight in doing so is how the abstract distinctions to be found in set theory play out in the pleasures of poetry, and of math.

(At least that's what struck me today.)

Sunday, March 4, 2012

Rhyme and meter, part 3: What we can hear, and what they could

I'll want to return to my previous set of examples in a future post; here I want to start by considering one more.  A naive historian of rhyme might think that what doesn't sound like a rhyme to us ("hand or eye / symmetry") would have been more natural in a different dialect or pronunciation.  True we can hear eye as diphthongized (as the unlovely linguistic term has it): the slow-motion pronunciation would decompress it to "ah-ee" (the way Mark Twain or Kate Chopin might write it).  That tweak would turn this into a natural rhyme, which sounds forced only to those who pronounce as we do, here, now.

But it's harder to say the same of the near parallel, and very frequent rhymes on internal "i" sounds.  Shakespeare and Donne, to quote the two most obvious examples, rhyme such words as wind and mind. (The doggerel rhyme to Rosalind in As You Like It in my first example has taught generations of actors how to pronounce her name: majority rhyme seems to win, though I think it would be interesting to go with the early returns that turn out to be the minority: Ind and wind.)
From the east to western Ind,
No jewel is like Rosalind.
Her worth, being mounted on the wind,
Through all the world bears Rosalind.
All the pictures fairest lined
Are but black to Rosalind.
Let no fair be kept in mind
But the fair of Rosalind. 
* * *
If a hart do lack a hind,
Let him seek out Rosalind.
If the cat will after kind,
So be sure will Rosalind.
Winter garments must be lined,
So must slender Rosalind.
They that reap must sheaf and bind;
Then to cart with Rosalind.
Sweetest nut hath sourest rind,
Such a nut is Rosalind.
He that sweetest rose will find
Must find love's prick and Rosalind. 
-----------------

Go and catch a falling star,
Get with child a mandrake root,
Tell me where all past years are,
Or who cleft the devil's foot,
Teach me to hear mermaids singing,
Or to keep off envy's stinging,
            And find
            What wind
Serves to advance an honest mind.
Remember that Wyatt, too, knows where is an hind, though in a net he seeks to catch the wind.  Nor let us forget Arlo Guthrie's great motorcycle song, which has him, as needed, rhyming pickle with motor-sickle, and die with motor-sigh- / (cul), as his folk rock pronunciation allows.

So wind/mind is okay, but you'll never find (I do not think) weened/mind, though that would seem a closer parallel to eye/symmetry or (say) we/my.

So here's the passage I want to think about, from Sidney, the octet of Atrophel and Stella 86:

Alas, whence came this change of lookes? if I
Haue chang'd desert, let mine owne conscience be
A still felt plague, to selfe condemning me:
Let wo gripe on my heart, shame loade mine eye,
But if all faith, like spotlesse Ermine ly
Safe in my soule, which onely doth to thee
(As his sole object of felicitie)
With wings of Loue in aire of wonder flie....

Note that the rhyme scheme is obvious here abbaabba.  But this isn't inevitable: some of the sonnets rhyme (in their octets) abababab, and if eye can rhyme with me, it would seem that some could argue that the latter rhyme scheme governs here as well. We're facing here an example of the sort of thing that Wittgenstein ponders when he considers the problem of rule-following: there is a rule that can justify any sequence.  (My favorite recent example is the sequence that begins sweetly enough as 0, 1, 2, but whose fourth member (scroll down if this isn't of tremendous interest to you) is
260,121,894,356,579,510,020,490,322,708,104,361,119,152,187,501,694,578,572,754,183,785,083,563,115,694,738,224,067,857,795,813,045,708,261,992,057,589,224,725,953,664,156,516,205,201,587,379,198,458,774,083,252,910,524,469,038,881,188,412,376,434,119,195,104,550,534,665,861,624,327,194,019,711,390,984,553,672,727,853,709,934,562,985,558,671,936,977,407,000,370,043,078,375,899,742,067,678,401,696,720,784,280,629,229,032,107,161,669,867,260,548,988,445,514,257,193,985,499,448,939,594,496,064,045,132,362,140,265,986,193,073,249,369,770,477,606,067,680,670,176,491,669,403,034,819,961,881,455,625,195,592,566,918,830,825,514,942,947,596,537,274,845,624,628,824,234,526,597,789,737,740,896,466,553,992,435,928,786,212,515,967,483,220,976,029,505,696,699,927,284,670,563,747,137,533,019,248,313,587,076,125,412,683,415,860,129,447,566,011,455,420,749,589,952,563,543,068,288,634,631,084,965,650,682,771,552,996,256,790,845,235,702,552,186,222,358,130,016,700,834,523,443,236,821,935,793,184,701,956,510,729,781,804,354,173,890,560,727,428,048,583,995,919,729,021,726,612,291,298,420,516,067,579,036,232,337,699,453,964,191,475,175,567,557,695,392,233,803,056,825,308,599,977,441,675,784,352,815,913,461,340,394,604,901,269,542,028,838,347,101,363,733,824,484,506,660,093,348,484,440,711,931,292,537,694,657,354,337,375,724,772,230,181,534,032,647,177,531,984,537,341,478,674,327,048,457,983,786,618,703,257,405,938,924,215,709,695,994,630,557,521,063,203,263,493,209,220,738,320,923,356,309,923,267,504,401,701,760,572,026,010,829,288,042,335,606,643,089,888,710,297,380,797,578,013,056,049,576,342,838,683,057,190,662,205,291,174,822,510,536,697,756,603,029,574,043,387,983,471,518,552,602,805,333,866,357,139,101,046,336,419,769,097,397,432,285,994,219,837,046,979,109,956,303,389,604,675,889,865,795,711,176,566,670,039,156,748,153,115,943,980,043,625,399,399,731,203,066,490,601,325,311,304,719,028,898,491,856,203,766,669,164,468,791,125,249,193,754,425,845,895,000,311,561,682,974,304,641,142,538,074,897,281,723,375,955,380,661,719,801,404,677,935,614,793,635,266,265,683,339,509,760,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000,000 --


a number with 1,747 digits. But there's a rule for that.*  Wittgenstein wants to know what makes a rule the right rule to follow, when there's no rule that could make it the right rule to follow that couldn't itself be followed in an infinite number of different ways.  His answer, more or less, is practice ratified by the relationship of learning and teaching the belongs to "agreement in forms of life."  Hannah Ginsborg, more or less in agreement with Stanley Cavell, calls such agreement in forms of life "primitive normativity."

Anyhow, back to our example.  Sidney likes partially ambiguous forms.  The famous "night and day" sonnet has only two rhyme words:
Now that of absence the most irksome night,
With darkest shade doth ouercome my day;
Since Stellas eyes wont to giue me my day,
Leauing my Hemisphere, leaue me in night,
Each day seemes long, and longs for long-staid night,
The night as tedious, wooes th'approch of day;
Tired with the dustie toyles of busie day,
Languisht with horrors of the silent night;
Suffering the euils both of the day and night,
While no night is more darke then is my day,
Nor no day hath lesse quiet then my night:
With such bad mixture of my night and day,
That liuing thus in blackest winter night,
I feele the flames of hottest sommer day.
Two rhyme words, but what's the rhyme scheme?  I think it's too easy to stay with just a and b: most sonnets in Astrophel and Stella have four or five different rhyme pairs, typically rhymed abbaabbacdcdee, sometimes, e.g. the sonnet previous to this one, ababababccdeed, and again sometimes, as in the one before that, ababbabaccdccd.  I think it would be better, and more natural, to "chunk" the night and day sonnet as rhymed abbaabbacdcdee: the rule of the sonnet form seems to require that.

Note that we're already chunking by taking homoteleuton (or repetition of endings) as rhyme.  "Night" doesn't rhyme with "night," not even richly.  It repeats the word (as in a sestina, the form Sidney introduced into English).   You might almost call it a duina, at least the part that cycles night day day night night day day night. (On the relation of n-inas to prime numbers, see this short paper which proves that if an n-ina cycles, 2n+1 is prime: 5 in the case of a duina, where n=2. The converse doesn't hold, though.) In Dante, except for the repeated endings on "Christ" - which must not be adulterated by the arbitrary similarity of rhyming words - repetition is always rime riche: this is a principle of interpretation, so that you can understand an ambiguous word (such as torna, palma, and pianta, all rhymed with homonyms in Paradiso IX) as requiring difference in meaning between its orthographically identical homonyms, which can help solve the ambiguity.

The point is that in reading rhymed poetry we assess similarity pretty subtly, and assess as well the difference that prevents similarity from just being identity. Rhymes have a lot of give, but (as with stress) how much give they have is always contextualized by the rhyme scheme that determines them, and by the rhymes that surround them.  Night and day rhyme with themselves because they belong to a sonnet with a familiar rhyme scheme; piante and piante rhyme because they belong to a rhyme schemes that eschews self-rhyming, so that they therefore don't mean the same thing.

And this allows us to return to sonnet 86, where we can have no doubt that the rhyme scheme is abbaabba. Why no doubt?  Why not abababab?  Because the prosodical context and the closeness of sound brings out, here, the difference between I and be, me and eye.  Sidney takes pains to prevent our being misled by the conventional rhyming of, say, me and eye, by making sure that the first, the a, rhyme-pair is homophonic: I/eye. We then have to work to separate them via their different meanings, and that very work of separation (as in Dante) pairs them: very similar but still different.

Sidney's fearless symmetry makes sure we keep track of what's rhyming with what, even when doing so requires some involved and subtle distinction.

And here's the payoff of the always pain-in-the-ass subtlety of following a formal analysis.  Making us keep track of the rhymes, especially in a fairly monochromatic context, is a way of infiltrating our sense of rhyme with a sense of meaning and vice versa.  These are considerations that we're used to understanding when it comes to poetic meter, where the interaction of metrical and semantic stress contributes to our understanding of what's being said.  It's interesting that there's a subtle analogue of this in rhyme as well, which suggests that the interaction, both prosodically and semantically, between rhyme and meter is closer than has usually been suspected.

-----
*viz., 0 followed by 0 bangs = 0; 1 followed by 1 bang (1! or 1 factorial) = 1; 2!! (2 factorial factorial, 2 followed by 2 bangs = 2; 3!!! (3 factorial factorial factorial) = 720! = the foregoing.